Stay compliant at every layer, from pre-trade checks to post-trade audits
Configure checks across every workflow. Set firmwide rules and account-level controls. Monitor activity in real time.
01.
Tailor compliance to your firm’s exact needs
Limit the eligible trading universe. Configure rules by firm, branch, advisor, household, or individual account.
02.
Automate pre- and post-trade checks
Enforce PMP checks using real-time data. Validate trade-level compliance at execution and during audits automatically.
03.
Monitor and remediate at scale
Take immediate action with automatic alerts on accounts that breach compliance rules. Maintain an audit trail across your entire platform.
Enforce pre-trade controls with precision
Set rules by organization, advisor, household, or account. Limit the trading universe by issuer, credit rating, order size, duration, or any data field to align with your firm-wide risk policies.
Monitor and limit exposure in real time
Moment automatically flags when your accounts breach model alignment or concentration limits so you can stay ahead of potential violations.
Manage user permissions seamlessly
Control who can see, trade, or manage certain securities. Align every user’s capabilities with their precise responsibilities.
